中原證券股份有限公司證券投資咨詢業(yè)務研究.pdf

1、鄭州大學碩士學位論文中原證券股份有限公司證券投資咨詢業(yè)務研究姓名：林豪杰申請學位級別：碩士專業(yè)：工商管理碩士指導教師：劉艷玲201205AbstractAbstract111recentyearsasChinaseconomicstrengthandfurtherenhanceresidents’incomeshowedarapidupwardtrend，moTeexuberantfinancialneedsAtthesametime，

2、institutionalinvestors，therapiddevelopmentofsecuritiesinvestmentfunds，hasgrownintothebackboneofChinassecuritiesmarketForthedevelopmentofsecuritiesinvestmentconsultingbusiness，especiallythedevelopmentofsecuritiesinvestmen

3、tconsultingbusinessofsecuritiescompanies，andusherinallimportanthistoricalopportunityButarestillquiteyoungcomparedtomaturemarketsoutsidethesecuritiesinvestmentconsultingBankoperations，thedomesticsecuritiesinvestmentconsul

4、tingindustrytherearestillmanyproblemstobesolvedStonesfromother11illsmayservetopolishadeCollecteda10tofliteratureonthebasisoftheinstanceoftheSystemofCentralChinaSecuritiesCo，Ltd(forwriting，hereinafterreferredtoas”CentralC

5、hinaSecurities”)，investmentadvisorybusiness，combinedwiththeoperationandmonitoTingofoverseasmaturemarketssecuritiesinvestmentconsultingindustrymoresystematicreviewoflessonslearned，andaccordingtothestatusofthedomesticsecur

6、itiesinvestmentconsultingindustryandpractitionersovertheyearsofworkexperience，makerecommendationstotheCentralChinaSecuritiesCorporationSecuritiesandinvestmentadvisorybusinessdevelopmentByanalyzingthecurrentsituationofdom

7、esticsecuritiestolearnfromtheactualsituationoftheoverseassecuritiesinvestmentconsultingbusinessdevelopmentoftheadvancedexperienceoftheCentralChinaSecuritiesCorporationSecuritiesandinvestmentadvisorybusinessthispaperpropo

8、sestoacceleratethedevelopmentofthecompany’Ssecuritiesinvestmentconsultingbusiness，youCantaket11ef0110謝ngmeasles：(1)toimprovetheCentralChinaSecuritiesoperatinge伍ciencyofthecompany’Ssecuritiesresearchdepartment；(2)fosterre

9、searchcharacteristics，highlightingthedifference；(3)strengtheningtheconversionofresearchresultsemphasisonthedevelopmentandimplementationofinformationsystemofisolationofthecombination；(4)strengthengovernmentregulationandin

10、ternalmanagementefficiency；(5)tobuildthecompany’Smultilevelnatureofthejobmanagementsystem；(6)tostrengthentheimplementationofinformationisolationsystemandinvestoreducationprogramsKeyword：CentralChinaSecuritiesSecuritiesan